Associate Risk Compliance Analyst/Risk Compliance AnalystDate: May 30, 2024Location: RICHMOND, VA, US, 23219Company: Dominion EnergyAt Dominion Energy we love our jobs. That’s right. Love. Every day we go to work filled with passion to be excellent, to creatively problem solve and to innovate. These are exciting days for energy companies, and Dominion Energy aims to shape the future of energy in America. We are looking at all of our work with fresh eyes, retooling everything we do, in every part of the company, to operate more sustainably and to deliver energy more reliably than ever. We are looking for interesting, independent thinkers and doers who can help shape the culture of a forward-looking company that’s proud of its rich legacy. Are you a change agent? Do you think differently? Do you want to fall in love with your job? If you answered “yes,” then read on!We offer a hybrid 3-2 work schedule (three days in the office, two days of teleworking) to accommodate the need for flexibility.Military service members and veterans with ranks from E3-E5, W1-W2, or O1-O3, plus appropriate equivalent combination of education and years of experience as outlined below will be considered for this opportunity.At this time, Dominion Energy cannot transfer nor sponsor a work visa for this position.This position does not offer relocation assistance.Job SummaryThere is one position which will be filled at the level commensurate with the successful candidate's education, experience, knowledge, skills and abilities.This role is the career level of a job series responsible for administering Dominion's Trading and Marketing Policy as it pertains to transactional and non-transactional personnel. Responsible for monitoring commodity transactions and trading floor activities to ensure compliance and adherence to Dominions Risk Policies and Procedures, as well as compliance with regulatory laws and regulations to include, but not limited to, Dodd-Frank Act, Sarbanes Oxley, the Federal Energy Regulatory Commission (FERC), and the Foreign Corrupt Practices Act. Monitors the financial and physical transactional limits of trading staff, as defined by the Board, and compares to transactional activities, identifies, tracks and reports infractions to senior management and informs front office of necessary corrective actions. Ensures and manages the complete documentation of compliance activities. Applies working knowledge and understanding of physical and financial transactions to properly categorize regulatory body governing activity to identify how the transactions relate to compliance and reporting initiatives. Gathers transactional, market and regulatory information and ensures the system of record correctly reflects such information and monitors the transactions to ensure that no questionable activity (e.g. wash trade, etc.) or inaccurate information is reported. Provide support and guidance to transactional personnel for compliance with Dominion's Risk Policies and Procedures. Responsible for the surveillance of information obtained from various sources such as instant messaging, emails, and phone records, to investigate potential trading violations regarding commodity transactions and trading floor activity. Monitors market policy modifications or new regulations introduced by regulatory agencies to identify, evaluate, and interpret the potential impact to the company. Applies knowledge of various regulatory laws and regulations governing commodity trading and trading floor activities to analyze, interpret and determine compliance requirements as they pertain to Dominion's commodity trading business. Works closely with other analysts and senior management to develop recommendations for changes to Trading and Marketing policy.Required Knowledge, Skills, Abilities & ExperienceAssociate Risk Compliance Analyst: 0-2 years of experience in understanding of options and their effects on physical/financial positions. Note: A related Master's degree can be substituted for one year of experience. A partial year of six months or more will be rounded up to one full year).Risk Compliance Analyst: 2-3+ years of experience in understanding of options and their effects on physical/financial positions. Note: A related Master's degree can be substituted for one year of experience. A partial year of six months or more will be rounded up to one full year).
Knowledge of rules and regulations such as Dodd-Frank Wall Street Reform and Consumer Protection Act, Sarbanes Oxley Act, the Federal Energy Regulatory Commission (FERC) regulations, and the Foreign Corrupt Practices Act, and their application to commodity transactions and trading floor activities.
Excellent organizational skills; skilled in written and oral communications.
Demonstrates good customer service skills, and experience in use of diplomacy to communicate potentially confrontational information.
Considerable attention to detail. Must be results oriented.
Demonstrates solid analytical skills, with prior work experience in gathering, reviewing and analyzing qualitative data to identify patterns, variations, etc.
Skilled in use of a personal computer, proficient in Microsoft Office Products to include Excel, Word, and PowerPoint.
Proven ability to be adaptive and flexible, with ability to multi-task.
Ability to receive and follow directions; provide clear instructions to others.
Experienced in the design, preparation and delivery of PowerPoint presentations.
Prior work experience and/or exposure in the support of commodity trading or direct risk management.
Experience with commodity trading/transactions.
Education RequirementsDegree or an equivalent combination of education and demonstrated related experience may be accepted in lieu of preferred level of education:BachelorPreferred Disciplines: Business, Economics, Finance, MathematicsOther disciplines may be substituted for the preferred discipline(s) listed above.Licenses, Certifications, or Quals DescriptionWorking ConditionsOffice Work Environment 76 -100%Travel Up to 25%Other Working ConditionsTest DescriptionNo Testing RequiredExport ControlCertain positions at Dominion Energy may involve access to information and technology subject to export controls under U.S. law. Compliance with these export controls may result in Dominion Energy limiting its consideration of certain applicants.Other InformationWe offer excellent plans and programs for employees. Employees are rewarded with a competitive salary and comprehensive benefits package which may include: health benefits with coverage for families and domestic partners, vacation, retirement plans, paid holidays, tuition reimbursement, and much more. To learn more about our benefits, click hereDominion Energy is an equal opportunity employer and is committed to a diverse workforce. Qualified applicants will receive consideration for employment without regard to their protected veteran or disabled status.You can experience the excitement of our company – it's the difference between taking a job and starting a career.Nearest Major Market: Richmond