Join our team as an Analyst/Senior Analyst with the Macquarie Asset Management Compliance group in New York or Philadelphia. This business-aligned compliance role is part of the Risk Management Group and will support divisions within Macquarie Asset Management, including: Real Assets (including Green Investments), Real Estate, Credit, Equities and Multi-Asset, and Solutions.
At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.
What role will you play?
Working closely with senior members of the team, you will assist with all aspects of the compliance program required for Macquarie Asset Management SEC-registered investment advisers, with an emphasis on reviewing marketing material, providing staff training and various elements of the 206(4)-7 annual testing and monitoring program. You will assess the impact of material regulatory developments throughout the Americas and assist in implementation of new policies, procedures, and controls. You will also review new product/business approvals and help to coordinate regulatory examinations.
What you offer:
Undergraduate degree or post graduate degree
Excellent communication and qualitative analytical skills
Strong ability to work under pressure as well as flexibility, innovation and achievement drive
Team and solution-oriented approach
Preferably 3+ years working in an asset management business (either standalone or within a broader financial institution) providing advice on regulatory and other compliance matters impacting private funds and investment companies subject to the Advisers Act and Company Act.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
Benefits:
Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:Hybrid and flexible working arrangements
One wellbeing leave day per year and minimum 25 days of annual leave
Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
Paid volunteer leave and donation matching
Range of benefits to support your physical, psychological and financial wellbeing
Employee Assistance Program, a robust behavioral health network with counseling and coaching services
Recognition and service awards
About the Risk Management Group
In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. Our divisions include behavioural risk, compliance, credit, financial crime risk, internal audit, market risk, operational risk and governance, prudential risk, and Risk Management Group central.
Our commitment to Diversity, Equity and Inclusion
We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.
#LI-Hybrid
#LI-JY1About MacquarieA career at Macquarie means you'll have the opportunity to develop new skills, explore interesting fields and do challenging work that will impact the lives of people around the world-whether it's accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we're empow ring people to innovate and invest for a better future.
Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.
Find out more atJob no: RMG-975713
Work type: Permanent - Full time
Location: Philadelphia
Category: Mid-level, Asset Management, Compliance, Legal & Regulatory
Group: Risk Management Group
Division: Compliance
Recruiter: Janie Yellitz
Opening Date: 17/1/2024All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, or protected veteran status. Macquarie takes affirmative action in support of its policy to hire and advance in employment individuals who are minorities, women, protected veterans, and individuals with disabilities