Job Details

ID #15509375
Estado New York
Ciudad Whiteplains
Tipo de trabajo Permanent
Salario USD TBD TBD
Fuente ExpertHiring
Showed 2021-06-16
Fecha 2021-06-15
Fecha tope 2021-08-14
Categoría Etcétera
Crear un currículum vítae

Senior Compliance Specialist (Insurance/Legal)

New York, Whiteplains, 10601 Whiteplains USA

Vacancy caducado!

Top Reasons to Work for my Client:
  • Generous benefits and positive workplace culture.
  • Paid training
  • Amazing culture which rewards success
  • Base salary plus monthly bonus
  • Comprehensive benefits medical, vision, dental, paid time off
  • Nicotine free environment
  • Company matched 401K and pension plan
  • Manager is well-liked and respected by his team.
Job Type : Full Time Location : White Plains, New York Pay : Great Pay + Benefits! Job Description The Sr. Compliance Specialist will provide Compliance support for insurance sales and product development. As directed by Compliance Director, work with internal and external business partners on legal, compliance and related matters. What you will be doing:
  • Prepare and review new policy forms, ensuring adherence to legal and regulatory requirements
  • Manage form and rate filing process with states and the Interstate Compact, including preparing responses to objections based on independent review and analysis
  • Support the product development team in the review of products, including assisting with drafting and confirming compliance requirements
  • Maintain and update Company Disclosure Matrix to ensure product disclosures are provided, as needed
  • Responsible developing and rolling-out compliance training
  • Lead efforts and work with internal subject matter experts to review and revise compliance training in accordance with required regulations and company guidelines
  • Work closely with Training and Organizational Development to ensure that required compliance training is completed
  • Draft and maintain Standard Operating Procedures (SOPs), manuals and other written guidance for internal associates and external business partners to support compliance management responsibilities
  • In consultation with Legal, research and analyze laws and regulations to provide written guidance to appropriate business units for implementation
  • Prepare, coordinate, and file regulatory submission documents (e.g., data calls and mandatory reports)
  • Collect and analyze data required for timely reporting to regulatory agencies, and maintain filing calendar to track key dates for regulatory agency reporting
Experience you will need:
  • 5-7 years of Insurance Experience required, Life Insurance preferred
  • Compliance Experience is required
  • Legal Department Experience a plus
  • Bachelor's Degree Required
  • Knowledge of legal research engines (e.g., Westlaw)
  • Proficient with Microsoft Office
Our client asked me to submit 3 great people within the next few days. We work directly with the hiring manager and can arrange interviews within a few days

Vacancy caducado!

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