In this role, you will play a key part in enabling and uplifting TAL’s risk management practices to ensure compliance with licensing, privacy, Life Insurance Code of Practice and other key compliance obligations across TAL.
You will be responsible for supporting the preparation and submission of licence applications to the Australian Securities and Investments Commission (ASIC) (including using the ASIC portal) and managing regulatory interactions with the Office of the Australian Information Commissioner (OAIC) and the Life Code Compliance Committee (LCCC), including preparing Significant Breach reports and reviewing responses to breach allegations and complaints. You will report to the Senior Manager, Risk and Compliance and collaborate with them on these matters.You will work closely with Line 1 risk and business stakeholders to review and challenge processes, controls and response plans. There will also be an opportunity to work more broadly within the Enterprise Risk and Assurance team to support the ongoing development and review of risk and compliance policies and frameworks.Key Accountabilities -Prepare and manage licence and responsible manager applications to ASICCoordinate, develop and review responses to regulatory responsesProvide advice to stakeholders on new and existing regulatory obligations.Review and challenge the embedment of regulatory obligations across TAL.Maintenance of the regulatory correspondence register.Review and update risk and compliance policies and frameworks.