This position demands a high level of precision, independent problem-solving, and critical thinking, with minimal delegation and a strong emphasis on accountability and follow-through. The role involves developing and testing compliance programs for clients in the alternative and traditional investment sectors, including private equity, hedge funds, and venture capital, while also supporting regulatory exams and outsourced CCO functions. Success in this role requires professionalism, sound decision-making, and adaptability to client-driven schedules and deadlines.What you’ll do You will advise clients on compliance with key U.S. securities laws, including the Securities Act, Exchange Act, and Advisers ActYou’ll assist clients during regulatory examinations by agencies like the SEC, NFA, and state securities boardsYou will review marketing materials to ensure they meet regulatory standards and help clients perform ongoing compliance functions such as monitoring trading and communicationsYou’ll be responsible for preparing and filing required U.S. regulatory documents and creating training programs on relevant regulationsYou will design testing systems, draft policies and procedures, mentor junior team members, and take on special compliance-related projects as neededWhat we offer IQ-EQ offers a comprehensive benefits package designed to support employees' well-being and work-life balanceEmployees receive generous paid time off, including 20 days of PTO and 7 sick days annually, with PTO increasing over time. The company also observes 10 paid holidays each year, and financial wellness is supported through a 401(k) plan with a company match (subject to eligibility)Health benefits include medical, dental, vision, mental health support and additional ancillary insurance plansAdditional benefits include paid parental leave and a hybrid work schedule, promoting both personal and professional fulfillmentThe salary for this position will be dependent on experience and location ($65,000 - $85,000)