Manager – Risk and Compliance Advice

Join An Award-Winning Fund Provider Be a trusted advice and compliance subject matter expert to ensure quality advice is provided to our MembersLocation:  Sydney, Melbourne or Brisbane Hybrid Working:  Blend of Office Location and Home Established in 1988, Rest is one of Australia’s largest profit-to-member superannuation funds. We support nearly two million members, with around $86 billion of funds under management and are recognised as a responsible investment leader. We believe when members understand and engage with their super, they’re more likely to get a better retirement outcome.Everything we do at Rest is underpinned by our values and behaviours, we want to Be Daring, Keep it Simple, Take Action and Have Grit. To put it simply we want our people to thrive and love the work they do.Work as a Risk and Compliance partner across Personal, General and Digital Advice teams to ensure they operate compliantly. The role involves identifying risks and establishing controls to manage these risks within business appetite. Being a trusted advice and compliance subject matter expert to ensure quality advice is provided to our Members, as well as ensuring a robust compliance framework, policies and procedures.Key Accountabilities/ResponsibilitiesSupport the management of the operational risk requirements for the Advice teams including:identifying and assessing risksestablishing controls to mitigate identified risksassessing control design and operating effectiveness, through assurance activitiesreviewing and collating data for key risk indicatorsprepare reporting and presentations to provide to the business to ensure clear visibility of the risksensuring incidents are managed end to end including investigation and remediation.providing risk and compliance supportSupport the management of compliance requirements for across Advice teams including:conducting quality assurance activities on personal (including complex retirement advice) and general adviceensuring content is always compliant, and current e.g. documents, fact sheets and digital toolsensuring robust testing is carried out for digital advice and tools to ensure they are delivering accurate outcomesestablishing and maintaining advice related policies and proceduresproviding compliance training as requiredmonitoring and imbedding relevant legislationoverseeing and reporting on Continued Professional Development completionensuring the relationship with our external Licensee is well managedmanaging advice related complaints handling processcompleting regular compliance reporting and reconciliationproviding compliance support to leaders and staffany other tasks required in order to deliver on the quality outcomes of the team including maintaining good record keeping of activities