Are you interested in launching a rewarding career in financial services?
We are seeking a driven and detail-oriented Financial Advisor Trainee who wants to learn the business from the ground up. This full-time, entry-level position is ideal for someone eager to gain firsthand experience in a successful advisory practice while working toward full industry licensing.
As a trainee, you’ll begin by supporting the day-to-day work of senior advisors including handling paperwork, preparing for client appointments, and assisting with essential operations. All while studying for your securities and insurance licenses - costs fully covered by the firm.
This role is a strong match for candidates who want real-world exposure while building toward a future as a licensed financial advisor.
Key Responsibilities
Foundational Training & Support:
Assist senior advisors in preparing materials and documentation for client meetings
Support account opening, transfers, and paperwork processing
Track follow-up actions and ensure smooth execution of advisor recommendations
Organize and maintain client files and internal records for accuracy and compliance
Licensing & Career Development:
Study for and pass required licensing exams (SIE, Series 7, 66, Life/Health)
Participate in structured training and mentorship programs
Learn core service models, compliance procedures, and operational workflows
Qualifications:
Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field
Strong desire to build a long-term career as a financial advisor
Excellent attention to detail and organizational skills
Strong interpersonal and written communication abilities
Self-motivated, dependable, and eager to learn
Proficient in Microsoft Office (Word, Excel, Outlook); experience with financial software is a plus
Compensation:
Base salary: $55,000
Firm-paid licensing and exam prep
Medical, dental & vision insurance
PTO and 9 paid holidays
401(k) with employer match
Clear path for career advancement within the firm