Vacancy caducado!
- Figuring out how to promptly resolve client inquiries using internal and external resources.
- Performing day-to-day processing activities for the operating area
- Ensuring strict adherence to procedures and critical time frames
- Contributing to develop/modify procedures and controls to reduce risk
- Interacting with participants, paying agents, transfer agents, and other DTCC operational areas.
- Responsible for conducting, reviewing, analyzing, resolving, and escalating the results of any manual or automated Office of Foreign Asset Control screening, Section 311 and other compliance/regulatory related screening conducted by the business unit.
- Responsible for supporting the department in adherence to Anti-Money Laundering/ Bank Securities Act policies and procedures as set-forth by various regulatory bodies.
- Connect with clients, transfer agents, vendors, various regulatory bodies on a regular basis, as well as internal departments (e.g., Compliance, General Counsel's Office, Underwriting, and Finance).
- Assists management on routine automation/product development functions and in system testing as needed.
- Contributes to management testing process and activities related to audits and risk management, and business continuity as needed.
- Provide support, monitor and research of cash balances (e.g., reconcile bank accounts, monitor, research and balance several internal accounts).
- Provide support, monitor and research of security/position balances (e.g., stock record balancing, client short position monitoring)
- Aligns risk and control processes into day to day responsibilities to supervise and mitigate risk; escalates appropriately
- Minimum of 3 years of related experience
- Bachelor's or Associate's degree preferred