This position reports to the Head of Americas Distribution, Product, and Global Compliance Programs who is the Chief Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian distribution entity. The position has responsibilities for administering aspects of the above-referenced entities’ compliance programs, supporting product development and other distribution-related compliance activities. In addition, the position is expected to deliver top-flight compliance service to business partners.
<<Volver a la información del trabajoAVP, Nuveen Compliance
Texas,
Dallas / fort worth
75201
Dallas / fort worth
USA
Job Details
ID | #53383401 |
Estado | Texas |
Ciudad | Dallas / fort worth |
Full-time | |
Salario | USD TBD TBD |
Fuente | Nuveen Investments |
Fecha | 2025-02-02 |
Fecha tope | 2025-04-03 |
Categoría | Etcétera |