AVP, Nuveen Compliance

Texas, Dallas / fort worth 75201 Dallas / fort worth USA
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This position reports to the Head of Americas Distribution, Product, and Global Compliance Programs who is the Chief Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian distribution entity. The position has responsibilities for administering aspects of the above-referenced entities’ compliance programs, supporting product development and other distribution-related compliance activities. In addition, the position is expected to deliver top-flight compliance service to business partners.

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Job Details

ID #53383401
Estado Texas
Ciudad Dallas / fort worth
Full-time
Salario USD TBD TBD
Fuente Nuveen Investments
Fecha 2025-02-02
Fecha tope 2025-04-03
Categoría Etcétera