Vacancy caducado!
Job Description:Compliance Professional within this department coordinate the operation of all MLPFS client account activity for clients that participate in short selling of securities. This coordination focuses on clients who have a fail to deliver position within the firm on settlement date plus one (T3). Analysts communicate across teams and teams outside of BAML in order to ensure that BAML-MLPFS and its affiliates comply with SEC and FINRA short selling close-out regulations. Analysts are expected to ensure that all policies and procedures are implemented and well documented, gathering and reporting metrics, client activity and non-activity escalations, and identifying compliance problems that call for formal attention. Analysts also use critical thinking skills on a daily basis to develop risk management strategies for the firm to avoid non-compliance.Provides technical and analytical support in a global markets operations function for one or more operations product areas. Responsible for the analysis and resolution of complex operations problems and initiatives requiring exceptional handling and/or coordination of multiple operational and/or product specialists to resolve. May manage projects and/or the introduction of new initiatives, systems, products/services and processes, coordinating necessary expertise across multiple operations functions and/or products. As a technical expert, may also function as an informal team lead, providing work direction and technical guidance to less experienced employees in resolving complex transactions and operational problems. Requires extensive experience in an operations support function with thorough working knowledge of fundamental business structure and operational aspects for specific transactions and products. As a technical expert, will consult on a wide variety of topics across functional and business support lines. To be used for employees in Global Markets only.Required Skills:
1-2 Years’ experience in banking, finance, etc.
1-2 Years’ experience using excel to perform analysis
Analytical Skills
Ability to problem solve
Quality focus
Detail Oriented
Process improvement
Reporting skills
Professional Written and Oral communication
Technical zeal (Proficient in Excel)
Job knowledge
Ability to demonstrate critical thinking
Capable of working independently
Ability to adhere to strict deadlines and cut off times - Time Management
Desired Skills:
Background and Knowledge of SEC Regulation Rule 204, DTCC Settlements and functions
Posting Date : 10/22/2019Location :Jacksonville, FL, JACKSONVILLE 3, 4804 DEER LAKE DR E,
United States
Travel : NoFull / Part-time : Full timeHours Per Week : 40Shift : 1st shiftAssistance for Applicants with DisabilitiesBank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .Diversity & InclusionAt Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.Frequently Asked QuestionsNeed to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.
Vacancy caducado!